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A COMPARISON OF THE EFFECTS OF FATIGUE ON SUBJECTIVE AND OBJECTIVE
ASSESSMENT OF SITUATION AWARENESS IN CYCLING
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1The University of Ballarat, School of Human
Movement and Sport Sciences, Mt. Helen, Victoria, Australia.
2James Cook University, Institute of Sport and Exercise Science, Cairns,
Queensland, Australia.
| Received |
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20 July 2005 |
| Accepted |
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25
January 2006 |
| Published |
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01
March 2006 |
©
Journal of Sports Science and Medicine (2006) 5, 89
- 96
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| ABSTRACT |
| Maximal
effort on a 30 km Time Trial (TT30) was examined to assess
whether it would elicit changes in objective and subjective tests
of the participants' perception of the environment and their ability
to anticipate future occurrences (situation awareness; SA) and to
determine the effect of post-exercise recovery on SA. Nine experienced
(5.22 ± 2.77 years) road cyclists had their objective and subjective
levels of SA assessed prior to and at the completion of two TT30.
The participants' results were compared to measurements of maximal
oxygen uptake (VO2max), peak power output (PPO), age and
years of competitive cycle racing experience. Fatigue resulting from
maximal effort on a TT30 produced significant changes in
both the objective and subjective test of SA. Effect sizes of 0.93
and 0.99 indicated that the first and second TT30 were
likely or almost certain to have a beneficial effect on the objective
assessment of SA. However, the effect sizes of 0.97 and 0.95 relating
to the subjective assessment of cognitive performance on the first
and second TT30 showed that it was very likely the participants'
had an increased difficulty in maintaining SA. A recovery period of
up to three minutes post TT30 had no effect on SA. Changes
in SA had no relationship with measurements of VO2max,
peak power output (PPO), age and years of competitive cycle racing
experience. The findings suggest that within a laboratory environment,
participants consistently underestimate their ability to make accurate
assessments of their cycling environment compared to objective measures
of their SA.
KEY
WORDS: Endurance, cognition, psychophysiology, exhaustive exercise.
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| INTRODUCTION |
|
One
day cycling classics or multi-stage cycling races can be won and
lost by correct and timely decisions made in a fatigued state. Indeed,
the Tour de France has been described as a three week long chess
game and has been won by margins as small as eight seconds. The
ability to make accurate and decisive assessments of the environment
in order to make a decision about a future occurrence is fundamental
in road cycling for both performance and safety. Research has shown
that fatigue can impair cognition (Aks, 1998;
Allard et al., 1989;
Cian et al., 2001;
Isaacs and Pohlman, 1991;
Wrisberg and Herbert, 1976)
and it is important that individuals minimize the potential for
injuries whilst maintaining optimal awareness and performance. This
study sought to use both psychology and physiology to investigate
whether cycling-induced fatigue has an affect on both objective
and subjective situation awareness (SA).
Situation
awareness
Endsley, 1988
defines SA as the "perception of elements in the environment
within a volume of time and space, the comprehension of their meaning
and projection of their status in the near future". SA encompasses
three formal processing components. Level one relates to the individual's
perception of the importance and the characteristics of elements
within the environment. Level two requires the individual to process
the information from level one in order to develop a picture of
the current situation in the present environment. Level three requires
the individual to anticipate the actions of those components in
level two. The third level of the SA appears to be the most crucial
in the development of SA as it requires prior knowledge or experience
of those elements in the environment in order to project an accurate
future status (Endsley and Jones, 1997).
Indeed, human beings have a limited capacity for taking in and processing
environmental information (Cowan, 2001).
Therefore, it is logical to expect that factors reducing our ability
to process and retain information will affect SA.
Factors
affecting SA
Research has identified a number of factors that can limit or disrupt
the chain of events leading to a decrease in SA. These include both
physiological and psychological elements such as fatigue, boredom,
time pressure and anxiety (Hockey, 1986;
Sharit and Salvendy, 1982).
Indeed, small amounts of stress can actually have a beneficial effect
but further increases can limit an individuals SA (Hockey, 1986;
Janelle et al., 1999;
Williams and Elliot, 1999).
Easterbrooks' (1959)
cue utilisation hypothesis explains this situation by suggesting
that at low levels of arousal the athlete will notice both relevant
and irrelevant cues but as arousal increases, the athlete will narrow
his/her focus so that irrelevant information will be excluded while
maintaining focus on relevant cues. If arousal levels increase above
the athlete's optimum level, attention can narrow further, excluding
even relevant information or it may result in distractibility with
the athlete shifting their focus randomly between relevant and irrelevant
cues. Consistent with this are the somatic and cognitive components
of the Multi-dimensional anxiety theory that has shown a negative
linear relationship between cognitive anxiety and performance and
an inverted-U shape relationship with somatic anxiety and performance.
Research gives an insight into the extent to which fatigue producing
acute exercise bouts can affect an individual's SA. Aks, 1998
using a visual search task whereby participants were required to
make a rapid response as to the presence or absence of a target
with a specific size, or size and colour to measure cognition and
SA, reported an improvement in response time and accuracy following
10 minutes of exercise. However, no information was provided on
the participants' initial level of fitness or the participants'
level of fatigue. Consequently, there is no reference point to which
a magnitude of fatigue can be compared. In a similar study investigating
the influence of exercise on visual attention, Allard et al., 1989
reported cycling for four minutes at a workload equivalent to 60%
of the participants' VO2max improved performance on timed
visual search tasks requiring participants to identify single or
conjoined features within a display containing varying numbers of
items. However, VO2max derived from heart rate on submaximal
tests can result in a significant overestimation (Greiwe et al.,
1995).
Others have shown that performance on visual search tasks is optimal
when in a rested state (Meyers et al., 1969).
Furthermore, a number of authors have reported no change in performance
on visual cognition tasks requiring participants to locate the position
of a target number or shape within a field (Bard and Fleury, 1978),
or asked to report a single letter within a sequence of letters
(Fleury et al., 1981).
This ambiguity may be explained by the intensity/duration of the
task itself and the level of fatigue produced by the task. Tomporowski,
2003
reported that exercising up to 60 minutes facilitated information
processing; however, exercising for longer periods compromised both
information processing and memory. The author suggested that this
decrease in cognition may have been due to dehydration. It is questionable
whether duration and dehydration alone are the crucial determinants
in the relationship between exercise and cognition, as a number
of the aforementioned articles showed different cognitive effects
depending on the intensity of exercise. Supporting this contention
is research reporting an increase in the speed of vertical line
matching task with increasing treadmill running speed (McGlynn et
al., 1977).
Therefore, in conducting SA research it is important to describe
the acute bout of exercise and the degree to which it physically
fatigues the individual.
Collectively considered, it appears that the effect of acute exercise
on visual search tasks is ambiguous. Three possible explanations
for the disparity in results are the intensity/duration of the exercise
bout, the methodology used to assess SA and finally a failure to
include an appropriate control conditions that permit the isolation
of the effects of physical activity on cognition.
Unfortunately, no published study was located that had attempted
to consider the effect of fatigue on subjective feelings of SA.
If SA is affected both by physiological and psychological stressors,
then we hypothesis that both subjective and objective SA will be
similarly affected by fatigue. It is important to assess both subjective
and objective elements to obtain an understanding of the athlete's
sense of control. This may enable athletes to become more aware
of their level of arousal and how it can negatively affect his or
her performance. Furthermore, as a prerequisite for further research
was to see whether this type of assessment tool could be used as
a reliable tool to measure SA.
|
| METHODS |
|
Participants
Nine healthy male moderately-trained individuals were recruited
for the present study. Participants were local A-grade cyclists,
26 ± 7 years of age (mean ± SD), had a cycling VO2max
of 51. 4 ± 5.4 ml.kg.-1min-1, a peak power
output (PPO) of 327.5 ± 30.5 W and were cycling competitively for
5.22 ± 2.77 years. Each participant completed a medical and training
history and a lifestyle evaluation questionnaire, and was excluded
if they had been told they had any type of cardiovascular illness.
All risks and benefits of participation in the study were thoroughly
explained to the volunteers; each participant provided informed
consent and the investigation was approved by the Medical Research
Ethics Committee of The University of Ballarat.
Experimental
overview
Upon reporting to the laboratory for testing (22°C, 40% RH and 720-730
mmHg) participants completed a progressive exercise test that allowed
the determination of VO2max and PPO. No less than 48
hours after completing the progressive exercise test, participants
completed a TT30. Participants also completed the subjective
and objective assessments of SA prior to and after the TT30;
this TT30 and the associated SA assessments were considered
a familiarisation. The TT30 and SA assessments were then
repeated twice (performed one week apart) in the following two weeks:
each test was performed at the same time of day.
Maximal
tests
Progressive exercise test (VO2max)
VO2max and PPO were determined on an electronically braked
cycle ergometer (Veletron, Elite, RacerMate Inc, USA) modified with
participants' own clip-in pedals. Handle bar and saddle positions
of the cycling ergometer were altered to replicate participant's
own cycling position for the test. The participants warmed-up for
five minutes at a self selected workload and cadence. The incremental
test began with an initial workload 100 watts that increased by
30 watts every three minutes until volitional exhaustion or the
participant was unable to maintain a cadence of > 60 rpm.
Although power on an electronically braked cycle ergometer is maintained
independent of cadence, participants were asked to cycle their typical
cadence (approximately 90 rev.min-1 during maximal testing
in an effort to minimise variations in mechanical efficiency. VO2max
was recorded as a mean of the two highest VO2 values
attained during the incremental test. PPO was defined as the final
completed work load the participant achieved. Inspired volume was
calibrated and verified prior to each test using a three- liter
syringe in accordance with the manufacturer's instructions. Expired
O2 and CO2 concentrations were measured using
electronic gas analysers (SensorMedics, Vmax series 29), that were
calibrated prior to each test with known gas concentrations.
Laboratory
simulated 30 km time-trial (TT30)
The laboratory simulated TT30's were completed (Veletron,
Elite, RacerMate Inc, USA) at a freely selected wattage and cadence.
Participants were asked to refrain from any high-intensity or long
duration training for 48 prior to each test. Participants were also
asked to consume a high carbohydrate meal the night before testing,
and to arrive in a euhydrated state. During the TT30,
feedback on distance was provided to participant; speed and time
were blinded to the participant. Rating of perceived exhaustion
(RPE, Borg, 1973) was assessed every five km of the TT30's
and immediately upon completion of the test to obtain an appreciation
of the level of exertion experienced at the conclusion of TT30.
Situation
awareness
Cognition Self Assessment tool (CSAT)
Two complementary approaches/tests were used to assess SA. The first
was a Cognition Self Assessment tool (CSAT) comprising of direct
subjective self-assessment questions about cognitive capacity, framed
in contextual terms, which have face validity for the participants,
with a response in the form of a mark drawn on a vertical scale
of perceived cognitive capacity. This is conceptually related to
the Participant Subjective Awareness Questionnaire (PSAQ). There
are a number of advantages of using this type of assessment tool
as it allows specific subjective information to be gathered in a
controlled real world environment as well as during laboratory based
assessments (Endsley, 1996).
It also allows the assessment of the individual's own degree of
self-confidence in SA (Endsley, 2000) subsequently, it can be used to identify a cyclist's
specific areas of perceived weakness. Moreover, it is inexpensive,
easy to administer and minimises the level of intrusiveness (Endsley,
1996;
Fracker and Vidulich, 1991;
Taylor and Selcon, 1991).
In the CSAT, the participant is asked: "In your current physical
state, how difficult would it be for you to carry out the following:
Judge distances between bikes; plan racing lines in and out of corners;
anticipate breaks; develop race strategy; awareness of key competitors?"
and instructed to place a horizontal mark indicating their perceived
level of difficulty on a vertical line 150 mm long, ranging from
"very easy" at the bottom to "very difficult"
at the top. The recorded score is the distance from the top (very
difficult), measured to the nearest 0.5 mm, and expressed as a percentage
of the total length of the line (150mm). A high/low score thus represents
high/low perceived cognitive function. The disadvantage of using
subjective measures of SA is that the participants may not know
what information they are unaware of. Moreover, participants can
also be influenced by self-assessments of their performance (Endsley,
2000).
However, in the present study participants were unaware of their
performance outcome.
Random
number cognition test (RANCT)
The second test (RANCT) was a quick, easy-to-administer test which
directly measured cognitive performance of a more general non-specific
nature and variants of this test are used quite extensively in sporting
literature to objectively assess cognitive function. It involves
the use of visual perception and detection tasks (Aks, 1998;
Allard et al., 1989;
Bard and Fleury, 1978;
Fleury et al., 1981).
These require the participant to rapidly scan word, letter or number
patterns to successfully carry out search tasks. The advantage of
this type of assessment is that it is objective in nature and therefore
is not influenced by participants' perceived success in a performance
test. Furthermore, like the CSAT this can be administered in a controlled
real world environment or in a laboratory simulation, and could
be used over time to systematically assess improvements in SA. Performance
on visual search tasks such as these is based on the Feature Integration
Theory (FIT) (Treisman and Gelade, 1980),
which affirmed that in order to locate specific features within
a field; attention is required in the scanning process in order
to glue the sequence together. Using the RANCT participants are
presented with a 6×6 square array containing the integers 1 to 36
in a random order. The aim is to cross out as many numbers as possible,
in sequential order, starting at 1, 2, 3 etc., in a fixed time of
30 seconds. The score is the maximum number reached. The scoring
protocol is actually "the number reached minus one for every
missing number in the sequence". This was designed to compensate
for any advantage to be gained by crossing out numbers ahead of
the point reached in the strict. Although not task specific,
this test is easily and inexpensively administered.
Each test was administered once immediately before the commencement
of the task, and three times immediately after completion, with
a nominal 30 seconds being allowed for each. In practice, the CSAT
test takes only a few seconds, whilst the RANCT takes the full 30
seconds. The remainder of each 60 second cycle was taken up with
the mechanics of co-coordinating the activity.
Reliability
Prior knowledge is the crucial component in SA (Endsley and Jones,
1997),
therefore as a necessary component of this investigation a reliability
study of the CSAT and the RANCT was carried out on the participants
to ascertain if indeed there was a learning effect. This reliability
testing was conducted in a rested condition over six separate occasions/days
separated by at least two days. Each participant was administered
the three CSAT and RANCT tests on each occasion and these scores
were compared with each other to ascertain test-retest reliability.
Statistical
analysis
Paired t-tests and effect size calculations were used to examine
changes in objective (RANCT) and subjective (CSAT) tests of SA pre
to post the first and second TT30. Time sequence effects
for each measure (CSAT and RANCT) were analysed using a separate
repeated measures analysis of variance (RMANOVA). Pearson's product
moment correlation coefficients were used to examine possible relationships
between resting CSAT and RANCT, as well as percentage changes in
CSAT and RANCT with performance variables (VO2max and
PPO), age and years of cycling experience. Significance was set
at the 0.05 level of confidence and all statistical analyses was
completed on SPSS (version 12) software. The stability reliability
of the Random Number Cognition test (RANCT) and Cognitive Self Assessment
Tool (CSAT) were assessed to determine the consistency of the test
scores across days, on the basis of the Cronbach's alpha coefficients
and intra-class correlations (ICCs).
|
| RESULTS |
|
The
first aim of this study was to compare changes in subjective and
objective assessments of SA in response to TT30. Analysis
showed that the TT30's resulted in a significant increase
in the objective assessments of SA. The effect sizes of 0.62 and
1.34 respectively showed that there was a 93.3% chance that TT1
was beneficial and a 99.9% chance that TT2 was almost
certain to have a beneficial effect on SA. However, the subjective
assessment indicated a significant increase in the participants'
perceived difficulty to maintain SA and the effect sizes of 0.94
and 0.97 respectively indicated that there was a 97.3% and a 95.3%
chance that the first and second TT30's were very likely
to have an increase in the participants' perceived difficulty to
maintain SA (Table 1). Despite
these changes, there was no significant effect of time on either
the RANCT or CSAT over the three post-TT30 assessments
of SA. Furthermore, there was no significant relation between the
percentage change in the RANCT and CSAT and the years in competitive
cycle racing, VO2max, age or peak power output.
A
secondary aim of this study was to assess the reliability of the
RANCT and the CSAT used to measure SA. The results of the reliability
testing showed that both the CSAT and the RANCT to have an extremely
high reliability (Table 2).
The high reliability of the CSAT indicates that, using this tool,
the participants were able to give consistent and reliable reports
of their perceived ability to carry out tasks indicative of their
SA. The high reliability score of the RANCT indicates that this
tool can achieve a consistent measure of the participant's visual
perception and detection skills and cognitive function. Furthermore,
participants reported no awareness of the similarity between the
four variants of the RANCT, and no conscious recognition of patterns.
There was no evidence in the scores of individuals of any learning
effect.
|
| DISCUSSION |
|
The
principal aim of the present study was to examine whether a maximal
effort on a TT30 elicited changes in objective and subjective
tests of SA and to assess whether changes in SA were related to
cycling experience, VO2max, PPO or age. A secondary aim
was to determine whether there was a recovery effect on SA. A necessary
component of this study was the evaluation of the reliability of
the two tools chosen and used to assess SA in this modality and
this sample group. Both the RANCT and CSAT were reliable tests that
provided consistent measures of the participant's SA and perceived
SA.
The major findings of the present study showed that a TT30
does produce significant changes in both the objective and subjective
test of SA. However, the subjective assessment of cognitive performance
on the first and second TT30 showed a significant increase
in the self assessment of their difficulty to maintain SA, whilst
the objective assessment showed a significant increase in their
SA.
Situation
awareness
The objective assessment of SA, the RANCT increased significantly
from pre- to post- the first and second TT30 (p <
0.05 and p < 0.001 respectively). This finding is consistent
with previous research that showed an increase in visual search
scores in a high- exertion exercise (Aks, 1998).
However, it is inconsistent with those who reported performance
on visual search tasks to be optimal when in a rested state (Meyers
et al., 1969).
The difference may be explained by the work completed by Yerkes
and Dodson, 1908,
suggesting an inverted-U shaped relationship existed between arousal
and cognition. Moreover, it was shown that the range over which
performance improves with increasing arousal varies with task complexity.
A simple task needs a higher level of arousal than a more complex
task to reach a maximal quality of performance. Increasing exertion
during exercise is associated with increasing arousal and consequent
changes in the central nervous system. Indeed, using Easterbrook's
(1959)
cue utilisation hypothesis, it would seem reasonable that although
the participants' level of arousal or stress was high and perhaps
not at an optimal level when they had completed the TT30's,
it must have still been at a level whereby the efficiency of cognition
was higher than when they were at a resting level.
Interestingly, the present study showed an increase in the participant's
perception of difficulty to maintain SA from pre- to post-TT30
(p < 0.05) as measured by the CSAT, which is inconsistent with
results from the objective assessment of SA. These researchers could
not find any research that had investigated subjective self assessments
of cognitive function in addition to objective assessments in a
sporting setting, although self- assessment of exertion (RPE) is
routinely used. However, tools such as the PSAQ have been used regularly
in a military context (Matthews et al., 2000)
to assess soldiers awareness of their surroundings but often the
result of this type of research is difficult to obtain in a public
domain and certainly little effort is made to define the level of
physiological fatigue the soldiers experience.
The findings of the present study are interesting because it shows
that under the conditions of this study, there was incongruence
between what the participants perceived their ability would be and
indeed what their ability was to maintain SA. This is important
because maintaining awareness allows athletes to gain control of
pressure situations and control can be a key issue as anxiety levels
decrease with an increased sense of control (Ravizza, 2001).
Although, the participants' perception of their fatigue/arousal
did not negatively effect the objective assessment of SA, these
types of tools can be important instruments in enabling athletes
to become more aware of their arousal level, the contributing factors
and how their appraisal of them can affect their perceptions of
their ability to recognize key elements of their environment and
make correct and timely decisions. Whilst it is difficult to transfer
these findings to performance in a competitive environment, it provides
an example of how the disciplines of psychology and physiology can
be used in a complimentary way that is purposeful and in the future
can be adapted to performance in a competitive environment.
None of the changes in SA from pre- to post-TT30 could
be explained by correlations between the percentage change in the
RANCT and CSAT and the years in competitive cycle racing, VO2max,
age or peak power output. Indeed, this was not unexpected given
the low variation in the variables from the sample. Future studies
should include a larger number of participants providing a larger
variation in key variables.
Recovery
effect
To our knowledge no study has ever assessed the effect of recovery
on SA. In the present study, there was no change in RANCT or CSAT
scores up to three minutes after the first or second TT30
and TT30. It would appear that this amount of time is
insufficient to have any effect on SA after an exhaustive bout of
exercise. Indeed, future studies should include a longer assessment
time in the recovery period and also attempt to more adequately
quantify recovery both physiologically and psychologically.
|
| CONCLUSIONS |
In
summary the present study has shown that a TT30 does produce
significant changes in both the objective and subjective test of SA.
However, the data showed a substantial underestimation in participant's
ability to subjectively assess their own level of situation awareness.
Although participants perceived an increased difficulty to remain
SA in response to the TT30 they did not feel that the recovery
time was sufficient to have a positive effect on their awareness.
This was supported by the objective assessment of SA which showed
no changes over the recovery time.
Despite these conflicting results it appears that both tests are a
reliable assessment of SA, however, further research considering both
physiological and psychological factors is necessary to enable greater
generalisation to a competitive environment. This research could include
environmentally relevant stimuli and therefore assist in understanding
how subjective assessments of fatigue and anxiety contribute to performance
and how we can manipulate this sense to improve decision making, performance
and recovery. |
| KEY
POINTS |
- Exhaustive
exercise from a TT30 produces significant changes in both subjective
and objective SA.
- This
study indicates that fatigued participants underestimate their
ability to maintain SA.
- A
time period of three minutes is not enough to observe a recovery
effect on subjective or objective SA.
- Both
the objective and subjective tests proved to be reliable assessments
of SA.
|
| AUTHORS
BIOGRAPHY |
Wade L. KNEZ
Employment: Lecturer, Institute of Sport and Exercise Science,
James Cook University, Australia.
Degree: PhD.
Research interests: Physiological and psychological fatigue,
overtraining and maladaptation, alternative recovery methods,
endurance and ultra-endurance exercise and the psychological
influence of physiological recovery.
E-mail: wade.knez@jcu.edu.au |
|
Daniel HAM
Employment: Defence Scientist, Health and Human Performance,
Defence Science and Technology Organisation, Fisherman's Bend,
Victoria, Australia.
Degree: BSc.
Research interests: Applied exercise physiology and cycling
E-mail: daniel.ham@dsto.defence.gov.au |
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