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PLACEBO EFFECTS IN COMPETITIVE SPORT: QUALITATIVE DATA
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Canterbury Christ Church University, North Holmes Road, Canterbury, UK
| Received |
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20 June 2006 |
| Accepted |
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30
October 2006 |
| Published |
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01
March 2007 |
©
Journal of Sports Science and Medicine (2007) 6, 21 - 28
| ABSTRACT |
| The
paper examines the placebo effect in sports performance. The possibility
that the placebo effect is a more common phenomenon than the quantity
of published research would suggest is briefly addressed. It is suggested
that the placebo control design often used in sports performance research
masks any placebo effects and thus presents a false picture of the
mechanisms underlying performance-enhancing interventions in the real
world. An electronic survey was sent to 48 competitive, international
and professional athletes. Questions related to the placebo effect
in competitive sport. Thirty responses were received. Data indicate
that the majority (97%) of respondents believe that the placebo effect
can exert an influence on sports performance, and that a significant
number (73%) have experienced what they defined as a placebo effect.
Inductive content analysis reveals that these experiences fall into
several categories such as explicit placebo effects, inadvertent false
beliefs, ritual and reverse placebo effects. Furthermore, 10 respondents
(33%) offer explanations as to the nature of the placebo effect. Again,
inductive content analysis reveals that these explanations fall into
several categories including deliberate changes in competitive strategy,
belief/expectancy, faith in a third party, and marketing. Overall,
responses support previous experimental research and anecdotal reports
that have found a relationship between belief and sports performance.
It is suggested that further research be structured to not simply
control for the placebo effect, but to elucidate it.
KEY
WORDS: Belief, experimental design, performance psychology,
research methods.
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| INTRODUCTION |
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The
placebo effect is a favourable outcome arising purely from the belief
that one has received a beneficial treatment (Clark et al. 2000).
The concept of the placebo effect is well established in medicine,
in which it is standard practice that all new drugs be tested in
placebo-controlled trials to ensure that the pharmacological effects
of the drug exceed any placebo effects (Iverson, 2005).
The practice of prescribing drugs to treat conditions for which
the drug has no recognised biological mechanism - for example, the
use of antibiotics to treat viral infections - suggests that the
placebo effect is also utilised as a direct therapeutic intervention
(Shapiro and Shapiro, 1997).
However, any claim that the placebo effect is either well documented
or universally accepted is premature. As suggested by Ader, 2000,
despite increasing recognition in the medical field that drugs do
not act in a vacuum but upon complex organisms, the placebo effect
has yet to be studied to the extent that the pervasiveness of the
effect would warrant.
Despite tacit acceptance of the placebo effect evidenced by the
widespread use of the placebo-controlled trial in many scientific
disciplines, in experimental research the placebo effect per se
has often been viewed with scepticism, with many authors suggesting
that such observed effects are simply the result of methodological
artefacts (e.g., Kienle and Kiene, 1997).
This situation is arguably worsened by the often stark contrast
between the small volume of credible empirical evidence for the
placebo effect and the large volume of unsubstantiated claims made
for the efficacy of various products and techniques that seem to
have no clear mechanism and which may simply bestow any benefit
via the placebo effect, a form of 'guilt by association'. In fact,
for many, the proliferation of such products and techniques has
placed the placebo effect firmly within the realms of superstition,
and even fraud.
Placebo
effects in sports research
Six published empirical studies have addressed the placebo effect
in sport. These have demonstrated, for example, that athletes who
falsely believed that they had been administered anabolic steroids
(Ariel and Saville, 1972;
Maganaris et al., 2000),
or that they had ingested carbohydrate (Clark et al., 2000),
caffeine (Beedie et al., 2006),
or a hypothetical 'new ergogenic' (Foster et al., 2004),
or who believed they were using a respiratory training device (Sonetti
et al., 2001),
performed better than baseline or controls. These data suggest that
the placebo effect is a factor in sports performance. Furthermore,
it is not unreasonable to suggest that the widespread use of the
placebo-controlled design has masked placebo effects in much research.
That is, in the placebo-control design, the placebo condition is
treated as a baseline with which to compare the manipulation. However
the placebo condition, although a passive condition from a pharmacological
/biological/ mechanical perspective, is often active psychologically,
and may be associated with significantly improved performance over
true, although usually unmeasured, baseline. Further, these effects
may be negated entirely by the classic placebo control design in
that the process of informing participants that they might receive
an inert treatment may induce such uncertain expectations of benefit
that these participants fail to demonstrate a placebo effect (Kirsch
and Weixel, 1988).
It is suggested above that placebo effects are 'masked' in much
sports science research, and that this masking presents a false
picture of the degree to which placebo effects might impact on real
world sports performance. However, it has been suggested that this
might not be the case and that placebo effects are more likely to
be evidenced in laboratory conditions than in competition (Hopkins,
1999).
On the basis that many psychological processes that could impact
on the placebo effect, such as motivation, confidence, anxiety and
perceived pain, might be intensified during competition, this claim
has some merit. If this is the case and placebo effects are less
likely to occur in competitive sport than in laboratory conditions,
it is justifiable to suggest that there is no real imperative -
beyond scientific curiosity - to carry out systematic placebo effect
research in sport. If however this is not the case, it might be
argued that the opposite holds true, and that to fully explore the
psychological mechanisms underlying sports performance in both the
laboratory and the field, systematic placebo effect research is
warranted.
Placebo
effects in sports competition
Evidence, albeit anecdotal, suggests that placebo effects do in
fact influence performance in competition. A welldocumented example
is the account by Vogt, 1999,
of how he tricked French cyclist Richard Virenque into believing
that he had taken a stimulant. (It is recognised that Vogt is describing
a morally dubious and illegal procedure. It is hoped that the reader
will accept that the example provided - one that was well documented
following the 1997 police investigation into the Tour de France
- is presented as a phenomenon of scientific interest, and that
the author is not condoning the use of illegal drugs in sport.):
"I was supposed to inject this rubbish into Richard's backside
one hour before the start…At the given moment I gave Virenque his
injection. That day he rode the time trial of his life, finishing
second on the stage to Ullrich. The German started 3 minutes after
Richard and caught him, after which the pair had a memorable ding-dong
battle all the way to the finish. "God I felt good! That stuff's
just amazing" he bubbled. "We must get hold of it."
His result did have something to do with the magic capsule - but
there is one thing he doesn't know, unless he reads this. I had
got rid of the fabulous potion and swapped it for one which contained
a small amount of glucose. There is no substitute for self belief…"
(p. 104)
Similarly, in discussing West Germany's unprecedented win in the
1954 soccer World Cup final, the then German Football Federation
doctor, Professor Franz Loogen stated:
"I injected the men with vitamin C because it was supposed
to raise their stamina levels…you cannot measure the effect it has,
but the players believed in it" (World champions or soccer
cheats? The Daily Telegraph, United Kingdom: 1st April
2004. www.dailytelegraph.com/world champions or soccer cheats.htm)
Both these quotes - and it is recognised that being anecdotal, their
reliability is open to question from a number of perspectives -
hint at the potential for athletes' beliefs to impact on their performance
in competitive situations. Similar anecdotes are relatively common;
several publications, for example, Murphy and White (2000)
describe exceptional or unprecedented performances, and given the
evidence they cite, it is not unreasonable to suggest that the placebo
effect may have been a factor in several cases. Placebo effects
might also be implicated in the use by athletes of substances or
technologies that have no clear biological or mechanical basis.
A recent example is the use of 'energy patches' by NFL football
players, who have claimed for example that "I noticed an increase
in my endurance and ran the best splits I have ever run. I also
noticed an increase in overall cardio…, the patches just allow me
to run more and run longer" (Obafemi Ayanbadejo, cited on http://www.lifewave.com/teamuk,
accessed 5th December, 2005). In light of similar claims,
authors in sport and beyond have suggested that such products often
exert any influence on performance via the placebo effect (e.g.,
Clark et al., 2000;
Evans, 2003).
Key to such suggestions however is the premise that these products
often do exert some influence on performance, albeit by psychological
mechanisms. That such mechanisms are both recognised yet little
understood adds further weight to the argument for systematic placebo
effect research.
Problems
in researching the placebo effect
It is suggested above that anecdotal evidence for the placebo effect
in sport is plentiful. However, anecdotal evidence does not constitute
scientific data; Vogt's (1999)
testimony is, for example, compelling, but it is arguably problematic
to unravel the number of possible motivations for his reporting
the incident in question. To increase confidence in such testimony
further 'hard' data is required, in this case for example, the results
of Virenque's doping control. Although in itself it is not conclusive,
such 'hard' data would provide a degree of triangulation to further
support the idea that the performance in question resulted from
the placebo effect and not from an active drug. On a larger scale,
to reliably ascertain the degree to which the placebo effect influences
sports performance generally, a significant volume of such 'hard'
data and triangulation is required.
The placebo effect per se is however complex to investigate. A major
problem is that of classification, that is, what type of effects
can be classified as placebo effects? Hopkins, 1999
suggests that, in competition, any placebo effects might be over-ridden
by motivational factors. It could however be argued that changes
in motivation are part and parcel of the placebo effect (as is perhaps
implicit in Hopkins' suggestion). Conversely, if the concept of
the placebo effect is limited to a physiological process, that is
to changes in neural, endocrine, or immune activity (see Evans,
2003),
such effects are somewhat problematic to identify and distinguish
from the somatic consequences of other psychological processes.
For example, on the basis that any one somatic event might also
be associated with changes in an athlete's motivation, and that
this change in motivation might also be the indirect result of a
placebo effect, researchers are faced with the problem of distinguishing
between somatic events driven directly by placebo effects and such
somatic events driven by changes in motivation. A potential solution
to this problem might be that, in a similar way to which Vogt's
qualitative testimony from competitive sport might benefit from
triangulation with 'hard' data, such 'hard' data derived from empirical
research might benefit from triangulation with qualitative data
from participants. In fact, it might be further argued that a placebo
effect should only be so described if the participants themselves
do not propose an alternative explanation, such as increased motivation,
a learning or training effect, or simply 'just a good day…'.
Validating
placebo effects through experiential data
Recent research has investigated the placebo effect from an experiential
perspective. Beedie et al., 2006
interviewed competitive cyclists following their participation in
a study that purported to investigate the effects of caffeine on
cycling performance, but which was in fact an exploration of the
placebo effect. Participants produced significantly greater power
in three experimental conditions in which they were informed that
they had received varying levels of caffeine but had in fact received
a placebo, than in three true baseline (i.e., no-placebo) conditions.
The authors concluded that the observed improvements in performance
were attributable to the placebo effect. Beedie et al. 's subsequent
analysis of pre-trial questionnaires and post-study interviews revealed
that 5 of 6 participants believed that they had experienced a placebo
effect in one or more of the three experimental trials. The remaining
participant indicated that he did not believe he had experienced
any placebo effect. Significantly, the latter participant had previously
indicated low a priori expectation of an ergogenic effect, a factor
that hints at a belief-performance relationship, whereby the stronger
the a priori expectation of an effect, the greater the chances of
that effect materialising. Interestingly however, one participant
who reported low a priori expectation of a performance effect also
experienced a large placebo effect, clearly casting doubt on the
hypothesised belief-performance relationship. Subsequent interview
data however revealed that during his first experimental trial he
had experienced unanticipated feelings of strength and power and
had, at the time, attributed these feelings to the 'caffeine' capsule.
On subsequently being informed that the capsule was a placebo, he
suggested that his performance had resulted from his awareness early
in that trial that he felt unusually strong and his subsequently
attributing these feelings to the ingestion of caffeine. The belief
that caffeine was after all - and despite his low a priori expectation
- a powerful ergogenic aid, combined with his suspicion that he
had ingested a large dose, led to a significant increase in confidence
and motivation enhancing his performance.
It can be seen that by seeking experiential data to support experimental
data, Beedie et al., 2006
were better able to explain observed performances. In fact, without
such supporting data, the observed belief-performance relationship
would not have emerged. In summarising their findings, Beedie et
al. recommended that future research should seek to further examine
participants' experiences of placebo effects in laboratory research.
That is, experimental data should be triangulated with questionnaire
or interview data in the style described above, to better describe
the mechanisms underlying any observed performance effects. The
authors also suggest that such research be extended to the field
to gain some insight into the degree to which athletes might experience
placebo effects in competition. This recommendation is perhaps made
more relevant in light of Hopkins' (1999)
suggestion above that motivational factors might override the placebo
effect in a competitive event. It is also relevant in light of the
anecdotal and unreliable nature of much of the evidence for placebo
effects in competitive sport.
Six studies have addressed the placebo effect in sport. Of these,
only one, Beedie et al., 2006
has used qualitative methods to explore the effect, and none have
examined the placebo effect in competition. The primary aim of the
present study was to ascertain whether athletes experience placebo
effects in competition. Secondary aims were to identify the types
of phenomena athletes describe as placebo effects, and to elucidate
the mechanisms athletes believe might underlie these.
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| METHODS |
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Participants
Participants (N = 30, age M = 31.4 yr., SD = 5.3 yr.) were 17 male
and 13 female athletes. They included amateurs and professionals,
ex-national champions, national record holders, international representatives,
medallists from both World Championships and Commonwealth Games,
and one current World Champion. Participants represented the sports
of boxing, cycling, decathlon, mountain biking, rowing, rugby, road
running, soccer, squash, triathlon, and weightlifting. Participants
were from the UK, Ireland, New Zealand, Australia, Denmark, Germany
and the USA.
Procedure
Institutional ethical approval was granted. Data were collected
via an email survey. The benefits and limitations of this method
are discussed elsewhere (Upcraft and Wortman, 2000).
Given that many potentially data-rich participants were training
or competing overseas at the time of the data collection, rendering
interviews problematic, this electronic survey method represented
the most fruitful approach. In addition, given the aims of the research,
there was no reason to suspect that responses would be any less
reliable than would have been the case with interviews. On the basis
that the study required data-rich responses, it was judged that
unless participants were sufficiently interested and willing to
provide an appropriately considered answer, a large quantity of
low quality data would result. Consequently, a sampling method described
by Fife-Schaw, 2000
as snowballing was used. In snowball sampling, a network of participants
is self-generating; that is, each participant is asked to suggest
the name(s) of other individuals who may be willing to participate
in the study.
A brief description of the placebo effect was sent to participants:
This described the effect as
"…a positive outcome resulting purely from a person's belief
that they have received some beneficial treatment when in fact they
have received a 'sham' or 'fake'. The placebo effect is well documented
in medicine, where it is used systematically in researching new
drugs and sporadically to treat a range of conditions. Experimental
research has also demonstrated that the placebo effect may influence
sports and exercise performance. For example, athletes who believed
they had been given anabolic steroids over a period of time experienced
greater strength gains than athletes who were told they had not
received any steroids. This was despite the fact that both groups
of athletes received the same inactive substance. Similarly, athletes
using a fake respiratory training device experienced similar improvements
in performance to those using the real device, and cyclists who
believed they had received a performance enhancing substance performed
to a higher level in time trials than when they believed they had
not".
After reading the above, participants were asked to respond to two
questions: 1) 'Do you believe that your performance could be influenced
by the placebo effect or by similar false beliefs?' and 2) 'Have
you ever experienced a moment in sport in which a false belief affected
your performance?'
Analysis
Data derived from Question 1 above were classified as 'yes' or 'no'.
Data derived from Question 2 were analysed using inductive content
analysis (for an overview of this procedure see Jackson, 1995).
Data were content-analysed in two distinct stages. The first stage
was to identify raw data items directly related to placebo effects
and to separate these from un-related responses. The second stage
was to group together raw data items with similar meaning into higher
order themes.
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| RESULTS |
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Requests
for information were sent via email to 16 potential participants.
This number rose to 48 through use of the snowball sampling method
described above. 30 replies were received. Participants' responses
to any one category are represented in parenthesis as a percentage,
firstly as a percentage of total respondents and secondly as a percentage
of total recipients.
The
potential for placebo effects to influence performance
Twenty-nine respondents (97% of respondents, 60% of recipients)
indicated that they believed that the placebo effect could influence
their performance. Several respondents expanded on this and offered
potential mechanisms (below). The single respondent who indicated
a negative response did not propose any specific reason for his
belief.
Athlete's
experience of placebo effects
Twenty-two respondents (73%/46%) were able to recall an event in
which some form of placebo effect or false belief had positively
influenced their performance. Inductive content analysis revealed
that these fell into four categories; 1) explicit placebo effects,
that is effects resulting from a false belief deliberately propagated
by a third party; 2) inadvertent false belief, that is an effect
resulting from accidental misinformation either by a third party
or by the athlete themselves; 3) ritual, that is, effects related
to the customary behaviours of an individual or a sport; and 4)
reverse placebo effects, that is the realisation that a substance
or technique now discontinued was in fact exerting its influence
via a placebo effect.
Explicit placebo effects
Two athletes (7%/4%) re-ported placebo effects resulting from a
false belief deliberately propagated by a third party. For example,
a first year professional cyclist reported:
"I was in the bunch and was told to get some food for the team
leader with another guy. On our way back to the support car I said
'man my legs are [colloquialism for 'tired'] and there is no way
I can get back [to the lead group]. He gave me two white pills and
he said after 20 minutes you will feel a million dollars. Sure enough
I started to have no pain in my legs and back and this is after
a week of already racing. I felt like I was really on form and had
loads of power, the rest of that stage was not a problem. The second
from last stage was a time trial and again I thought I was in trouble.
I went to the guy and asked if I could have a couple more of the
magic pills and he gave me two of the same again. I rocked the stage
and people were talking about me, after taking second in the stage".
Subsequently the cyclist, having finished second on the penultimate
stage, faced a doping control. He went to the team mate and asked
what the tablets were. He was told they were sugar pills, and it
was evident that this was a 'trick' that had been pulled on new
team members a few times in the past. The doping control was negative.
The respondent went on to describe his concern that he might have
taken an illegal substance and his subsequent realisation, on being
informed that he had not (a state of affairs arguably validated
by the negative results of his doping control) that he had been
able to ride far harder than he believed, possibly purely based
on his belief that he had ingested a performance enhancing substance:
"I had been tricked and thought I was using a banned substance
and the fact was that I was not. I had been given a sugar tablet,
but I found that I was able to push myself a lot harder and ride
for longer."
Performance effects based on inadvertent false beliefs
10 respondents (33%/19%) reported that they had performed to a higher
than anticipated level as a result of inadvertent false information,
either from a third party or from their own mistaken perceptions.
A decathlete reported "I lifted a personal best on the bench-press,
when I thought I was actually lifting 10kg lighter. Maybe not the
placebo effect, but certainly a case where a "limiting belief"
was put aside by accidentally fooling myself!".
Ritual
Placebo effects based on ritual were reported by three respondents
(10%/6%). For example, a triathlete recalled:
"I guess the most recent and conscious example of the placebo
that I have is the rather dubious habit we triathletes have of shaving
our legs. To be honest with you I shave my legs for a completely
psychological advantage, and I'm happy to admit it. This year I
distinctly remember the effect because I had taken some 1500m swim
times a few days before and so was very much aware of my swim form
at that very point in the season. I jumped in and was immediately
struck by my new found streamlined sensation as I was cruising through
the water, I vividly remember feeling sleek, efficient, 'clean',
and when I finished that day I found that I had taken 38 seconds
off my previous time. A few days later when did another 1500m time
trial I was only 10 seconds faster than my 'with hairy legs' time.
Placebo? I believe so…".
Reverse placebo effects
Reverse placebo effects, that is, an improvement in performance
associated with a substance or intervention that was sustained even
after discontinuation of that substance, were reported by five respondents
(17%/10%). An ex-professional rugby player stated:
"I could list all sorts of training methods that I believed
improved my performance but in retrospect make me laugh. I believed
Deep Heat was essential preparation for the muscles prior to intense
exercise. When I found it wasn't and stopped using it, unsurprisingly
my performance and flexibility did not diminish (!)".
Athletes'
opinions as to the mechanisms underlying placebo effects
10 respondents (33%/19%) also speculated as to the mechanisms underlying
placebo effects in sport. These fell into five categories which
were labelled 1) expectancy; 2) faith in a third party; 3) marketing;
4) change in behaviour and 5) random fluctuation. Several respondents
cited more than one mechanism.
Expectancy
Seven respondents (23%/14%) proposed that, in their view, belief
in the efficacy of a substance or item of equipment is likely to
influence its effects on performance; for example "Yes, to
a degree I think my performance could be enhanced if I were under
the impression I was taking something or receiving treatment to
improve performance"; "If someone believes that something
will enhance their performance there is a good chance that it will"
and "I strongly think that when we are taking any type of supplement
or medication that our mind convinces us that the product will work".
This was expanded upon by a respondent who suggested:
"…the issue to me is really whether you believe that what you
are taking will be advantageous to performance or not. If you believe
it will, regardless of physiological impact - so long as it is not
deleterious to physiological ability - performance will improve".
Faith in a third party
Five respondents (16%/10%) speculated that the coach athlete relationship
was critical to the placebo effect, for example:
"I believe all human endeavors could be manipulated by the
placebo effect if the recipient (of the placebo) believed it to
be true. Given that most placebo's would be administered by a third
party (coach, doctor, physiologist etc.) it might well be the athlete
/ third party relationship that would determine the success or failure
of any supplement especially if it was a placebo. If the athlete
has total unconditional trust and respect for the third party and
is told "take this - you will go faster" it is more likely
to work given the psychological bond in the relationship".
Similarly, another suggested:
"I am sure that if I was told by [my coach] that should I drink
XYZ before training that it would help with my performance, I am
sure that what would really happen is that I would try harder and
achieve a better result believing that this liquid had helped me".
Marketing
The role of marketing in placebo effects was also alluded to by
two participants (7%/4%), for example "…I believe that there
are many products that are appealing to many people looking for
short-cuts to fitness that do not have any scientific benefit but
still work", and:
"Squash racket design technology has evolved significantly
from the early 80's with the use of carbon fibre and graphite materials.
Whenever a new design concept came out, the manufacturer (or sponsor)
would encourage you to use the latest equipment to improve your
performance. One year it was more strings closer together, the next
it was less strings spaced further apart, the next year it was a
different shaped frame. Whatever racket you used and you believed
in it you could play better. If you went back to a 'old' design
you were still able to play well".
Change in behaviour
Three respondents (10%/6%) argued that the placebo effect was the
result of a change in behaviour. For example "…I would probably
try harder and achieve a better result believing that this liquid
had helped me", and "…I am not certain of how much this
is due to the supplement or to the fact that subconsciously I am
training harder".
Random fluctuation in performance
One respondent (3%/2%) suggested that any change in performance
associated with a purported placebo effect might in fact be the
result of other mechanisms, suggesting "…this 'stronger' feeling
could be attributed to better preparation and more rest."
|
| DISCUSSION |
|
Data
suggest that the majority of respondents believed that the placebo
effect could exert an influence on sports performance. Furthermore,
73% of respondents reported experiencing performance effects driven
by some form of false belief. Data hint at the often strong relationship
between belief and performance, specifically, that an athlete's
belief in a substance, a piece of equipment, a technique or even
another person, might be a significant factor in their subsequent
success.
Defining the placebo effect can be problematic. It is clear from
the above data that several respondents are aware that a false belief
might enhance performance via a conscious decision-making process
as opposed to any direct somatic or psychological mechanism. Three
respondents made an explicit link between false belief and a subsequent
deliberate change in behaviour, for example, a distance runner suggested
"I am sure that what would really happen is that I would try
harder and achieve a better result believing that this liquid had
helped me". It could be argued that, having been driven by
a false belief, such an improvement in performance is legitimately
classified as a placebo effect. Conversely however, it could be
argued that, having been driven by a conscious decision, such an
improvement in performance is simply the result of modified strategy.
It is not the intention of this paper to define the placebo effect.
It suffices to say however that the problem lends support to the
suggestion above that observed experimental effects should be triangulated
with testimony from participants. Such an approach would help to
ensure that an effect that appears to have been driven directly
by an experimental manipulation might not simply be the result of
a change in strategy by the participant, or just as importantly,
vice-versa.
The
fact that athletes recognise the potential for false beliefs to
impact on performance should be of interest - if not of concern
- to all sports scientists. Although not specifically relating to
the research questions and thus not included in the analysis above,
the testimony of one athlete, a current World Champion, was compelling.
He started by speculating that his use of nutritional supplements
and his willingness to adopt almost any technical innovation might
have amounted to a placebo effect, but concluded:
"Does that mean that all those supplements and hours spent
worrying about small equipment enhancements didn't matter. No, I
think they mattered a great deal because they gave me a mental 'edge',
and standing at the start line with that edge was more important
than anything, because it gave me those few extra metres in the
first minutes of the race…".
Implicit
in the statement is the idea that although the nutritional aids
and equipment might have made no difference nutritionally or mechanically,
they impacted on his performance positively and significantly, perhaps
in a way similar to the energy patches described above. It might
be reasonably construed from this athlete's testimony that, had
he participated in a hypothetical quasi-experimental study that
deprived him of a habitually used nutritional supplement or item
of equipment prior to an event, he might have underperformed in
that event. Clearly, such beliefs could be described as superstitions,
and on that basis, a sport psychologist might encourage the athlete
to progressively reduce his faith in them. However, perhaps one
of the most intriguing aspects of the placebo effect is the possibility
that it interacts with biological/mechanical factors to augment
their respective action (or possibly, in the case of the nocebo
effect, to limit those actions), as opposed to working in isolation
in the absence of any real biological/mechanical effect. In such
a case, any attempt to lessen the athlete's faith in a specific
biological/mechanical factor might also reduce its eventual contribution
to performance.
The data reported above do not provide conclusive evidence that
the placebo effect influences sports performance. Like Vogt's (1999),
they are anecdotal and based on perception and recall, two all too
frequently unreliable processes. In many instances, alternative
explanations for many of the accounts above could be proposed. For
example, the 'reverse placebo effect' described above, that is as
an improvement in performance associated with a substance or intervention
that was sustained even after discontinuation of that substance,
is perhaps far more readily explained as the result of the athlete
in question incorrectly attributing performance-enhancing qualities
to the substance in the first place. It is also possible that respondents
were influenced by a desire to tell the researcher 'what he wanted
to hear', or a desire to account for events via esoteric mechanisms
rather than by looking for more simple explanations, such as a training
effects or random biological fluctuation. However, one aim of the
present paper was to ascertain the type of phenomena athletes themselves
describe as placebo effects, and to that end such perceptions warrant
dissemination.
The sampling method employed, snowballing, is designed to allow
researchers access to potentially data-rich respondents. However,
it also introduces considerable response bias from a number of perspectives,
foremost of which is the potential for a self-selected sample. It
is possible that recipients who have not experienced the placebo
effect or who have either a negative or neutral opinion would not
respond (for example, only one of 30 respondents above reported
such a negative/neutral attitude, which struck the author as being
a suspiciously low figure). However, it was not the aim of the present
study to quantify factors such as the frequency with which placebo
effects occur in a population, and consequently no attempt is made
to generalise the findings or to categorise them either by sport,
gender or age (clearly the relatively low number of respondents
and wide variety of sports would preclude such a quantitative analysis).
Overall, when experiential data above are considered alongside respondents'
theories as to the mechanisms underlying placebo effects, and the
empirical and anecdotal evidence reported above, there is a case
for arguing that the placebo effect might be a significant factor
in both sports performance research and competition, and that consequently
research into the nature, magnitude and antecedents of this effect
is warranted.
Elucidating
the placebo effect in experimental research
Although perhaps a little unconventional in a discussion, it seems
that, having arrived at the conclusion above, some brief mention
of how greater insight into the placebo effect might be achieved
is warranted. The potential outcomes of an experimental intervention
study are presented in Table 1.
Referring to Table 1, when an experimental intervention results
in improved performance over placebo condition (a, e, g), the efficacy
of the intervention can be demonstrated using both 2- and 3-condition
designs. Use of the 2-condition design however precludes evaluation
of whether the performance in the placebo condition was equal to
baseline (e), more effective than baseline (g), or less effective
than baseline (i). The concept of the placebo control assumes that
the placebo condition is associated with improved performance over
baseline. This assumption might be flawed; in two recent studies
into caffeine and cycling performance (Beedie et al., 2006;
Beedie & Foad, 2006)
the performance of certain participants in the placebo condition
was consistently slower than their baseline performances, suggesting
that even if an experimental intervention is found to be significantly
more effective than a placebo control, it might in fact be no more
effective than true baseline.
Depending on the aims or hypotheses of the study, this might not
be significant. However, more seriously, if a 2-condition design
is adopted and no significant differences are observed between experimental
and placebo conditions (b, d and f), in a well controlled study
the only conclusion that can be drawn is that the intervention was
unsuccessful. However, given the same outcome, using the 3-condition
design it is possible to ascertain whether placebo and experimental
conditions did not differ from true baseline (d), in which case
the intervention was indeed ineffective, or whether both placebo
and experimental conditions resulted in similarly improved performances
over baseline (f), suggesting that the intervention was successful,
but that it has a significant psychological component. This is a
somewhat different conclusion to 'on the basis that the intervention
did not perform better than placebo control it was deemed unsuccessful'.
In masking any placebo effects, the 2-condition design does not
reflect the true mechanisms underlying enhanced performance in the
real world, and it is the real world, not the laboratory, that is
of ultimate interest to sports science.
|
| CONCLUSION |
| Data reported above suggests that athletes experience the placebo
effect in competitive situations. It is suggested that researchers
in sport seek to investigate the impact of the placebo effect on performance
via the use of no- placebo control conditions alongside placebo and
experimental conditions in experimental research. Such research would
perhaps help elucidate the placebo effect, rather than simply controlling
for it as has historically been the case. |
| ACKNOWLEDGEMENTS |
| The author would like to acknowledge the help of Ms. Abigail Foad
in the preparation of this manuscript. |
| KEY
POINTS |
- A
survey of 30 athletes revealed that 73% have experienced a placebo
effect in sport.
- Athletes
suggest several potential explanations for these effects.
- Findings
support the idea that placebo effects might be common in sport.
- Researchers
and practitioners should be aware of the possible impact of these
effects on research findings and competitive performance.
|
| AUTHOR
BIOGRAPHY |
Christopher
J. BEEDIE
Employment: Senior Lecturer/Programme Director, Canterbury
Christ Church University.
Degree: PhD.
Research interests: Mood/emotion and performance, and
placebo/belief effects in sport and exer-cise.
E-mail: c.j.beedie@canterbury.ac.uk |
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